Applying Global Experience to Manage Regulatory Change
Vox Financial Partners provides consulting services and software products to top-tier bank and broker-dealer clients in the US and Europe. We focus on G20 regulatory change management and have consultants placed at Tier 1 banks in New York, Belfast and London.
Vox Consulting
Helping you deliver regulatory change, compliance and remediation projects
Insights
Zombie LIBORS Won’t Save You
While the onslaught of regulatory reform projects faced by capital market participants since the 2008 financial crisis shows no sign of easing up, we reminded clients in January of something that might be forgotten amidst the Brexit hysteria: ‘The End of Libor is Nigh.’ MiFID II represented the biggest financial reform for global markets in
How To Make The Most Of Upcoming Regulatory Changes And Innovate Your Contract Management Process
Between Dodd-Frank, MiFID, Initial Margin and EMIR, the pace of regulatory-driven change imposed on Wall Street since the 2008 financial crisis has been unrelenting. But regulatory mandates do not always have to be a burden. With a jiu-jitsu mindset, banks can use these events to enable transformative change across the enterprise.
Transaction and Order Surveillance: Do You Understand Your Obligations?
In December 2018, the Financial Conduct Authority (FCA) conducted a market review, which indicated that despite many asset managers having a sound understanding of their responsibilities under the Market Abuse Regulation (MAR), a number continue to struggle with obligations relating to the surveillance of all orders and transactions. The FCA’s review showed that when MAR
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Banking Experience? We Want to Hear from You
Do you want to work with top tier global financial institutions? We’re actively looking for new talent with banking experience – to train into highly skilled Vox consultants.
