Applying Global Experience to Manage Regulatory Change

Vox Financial Partners provides consulting services and software products to top-tier bank and broker-dealer clients in the US and Europe.   We focus on G20 regulatory change management and have consultants placed at Tier 1 banks in New York, Belfast and London.

Vox Consulting

Helping you deliver regulatory change, compliance and remediation projects

Opal Software Solutions

Providing you a complete solution to contract repapering

Insights

LIBOR

Zombie LIBORS Won’t Save You

While the onslaught of regulatory reform projects faced by capital market participants since the 2008 financial crisis shows no sign of easing up, we reminded clients in January of something that might be forgotten amidst the Brexit hysteria: ‘The End of Libor is Nigh.’ MiFID II represented the biggest financial reform for global markets in

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Consulting

Transaction and Order Surveillance: Do You Understand Your Obligations?

In December 2018, the Financial Conduct Authority (FCA) conducted a market review, which  indicated that despite many asset managers having a sound understanding of their responsibilities under the Market Abuse Regulation (MAR), a number continue to struggle with obligations relating to the surveillance of all orders and transactions. The FCA’s review showed that when MAR

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Experience That Matters

Find out more about our company, expertise and commitment.

Who we are Map

New York . London . Belfast

Learn About These Findings

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Banking Experience? We Want to Hear from You

Do you want to work with top tier global financial institutions? We’re actively looking for new talent with banking experience – to train into highly skilled Vox consultants.