Brendan Gorman

BCBS and IOSCO Wisely Agree to Extend Initial Margin Requirements

In July, BCBS and IOSCO agreed to extend the final implementation of margin requirements for non-centrally cleared derivatives. In a press release, the organizations acknowledged that while progress has been made to implement the framework, it did not specify documentation, custodial, or operational requirements if a covered entity’s bilateral initial margin amount did not exceed …

BCBS and IOSCO Wisely Agree to Extend Initial Margin Requirements Read More »

How IR35 Reform Could Impact the Financial Services Industry

Since its inception, IR35 has been a hot button topic for contractors and employers alike. As Callum Morrison of Crunch explains, this legislation was designed to stop workers from claiming contractor status to gain tax benefits. Although HMRC hoped that IR35 would create clearer definitions of genuine contractors and “disguised” employees for tax purposes, Morrison …

How IR35 Reform Could Impact the Financial Services Industry Read More »

JWG RegTech Conference 2019 Round-Up: Collaboration, Collaboration, Collaboration

Earlier this month the Vox team attended the JWG RegTech Conference with other firms, regulators and suppliers to explore the RegTech foundation put in place after the financial crisis, the disconnect between change programs and compliance, the increasingly complex and busy regulatory landscape and more. The overarching theme of this year’s conference was collaboration, collaboration …

JWG RegTech Conference 2019 Round-Up: Collaboration, Collaboration, Collaboration Read More »

4 Ways Vox FP Stands Out from Its Peers in Regulatory Management Consulting

Here at Vox FP, we know employees are increasingly looking for roles that not only offer exciting work opportunities and competitive benefits but that support the development and health of the employee as a whole. It’s something we’ve been passionate about long before it became a recruiting trend and continue to introduce programs and practices …

4 Ways Vox FP Stands Out from Its Peers in Regulatory Management Consulting Read More »

The Current and Future State of Structured Products: SRP Conference Round-Up

A few of the Vox FP team attended the SRP Americas Conference in Chicago last week to discuss the Structured Products market, with practitioners from issuers, distributors, and regulators. Here are our top three takeaways: The market is fundamentally sound. Panelists shared positive statistics to show solid fundamentals for the Structured Notes market. Average returns …

The Current and Future State of Structured Products: SRP Conference Round-Up Read More »

The US Eases Post-Crash Restrictions on Banks, Rolling Back Dodd-Frank Regulation – But Will Deregulation Continue?

The Fed is currently soliciting input on a proposal to limit the scope of regulations in the Dodd-Frank Act, specifically as they apply to foreign banks. This is the latest in a set of recent changes that roll back some of the banking regulations applied after the 2008 financial crisis, with some experts voicing concern …

The US Eases Post-Crash Restrictions on Banks, Rolling Back Dodd-Frank Regulation – But Will Deregulation Continue? Read More »

Another Regulator Urges CEOs to Plan for LIBOR Transition

Banks are staring down the pipeline at several enormous regulatory changes through 2021 including the LIBOR transition. The Australian Securities and Investments Commission (ASIC) recently urged CEOs of financial institutions to understand the full impact of LIBOR on their contracts and business processes and take immediate action to address the upcoming transition. ASIC Commissioner Cathie …

Another Regulator Urges CEOs to Plan for LIBOR Transition Read More »

Three Things We Learned at DerivCon

We recently attended ISDA’s DerivCon in New York, a day’s worth of discussion on industry topics from industry leaders and market participants from regulators, banks, and others. Here are a few thoughts. Swap Execution Flexibility remains an issue CFTC Commissioner Brian Quintenz expressed the view that the CFTC’s 2013 decision to prescribe execution methods substituted …

Three Things We Learned at DerivCon Read More »

Vox joins event with Eimear Friel, Deputy Consul General of the Irish Consulate in NY

Vox Financial Partners COO, Danielle Gorman and Talent Acquisition Manager, Joe Foley participated in a networking event hosted by the Consulate of Ireland in New York this week. During the event they met with Eimear Friel, the Deputy Consul General of Ireland in New York, who discussed how they are working to support increasing links …

Vox joins event with Eimear Friel, Deputy Consul General of the Irish Consulate in NY Read More »

Stay Connected 

Subscribe to our periodic newsletter & keep up to date with the changing regulatory environment

No thanks.
Scroll to Top