Vox Financial Partners are experts in regulatory change
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The Fed is currently soliciting input on a proposal to limit the scope of regulations in the Dodd-Frank Act, specifically as they apply to foreign banks. This is the latest in a set
Banks are staring down the pipeline at several enormous regulatory changes through 2021 including the LIBOR transition. The Australian Securities and Investments Commission (ASIC) recently urged CEOs of financial institutions to understand the
We are a fast-growing company with a burgeoning reputation for our energizing and innovative work culture. In the past two years, new headquarters, clients, and software products have supercharged our growth as regulatory
We recently attended ISDA’s DerivCon in New York, a day’s worth of discussion on industry topics from industry leaders and market participants from regulators, banks, and others. Here are a few thoughts. Swap
Vox Financial Partners COO, Danielle Gorman and Talent Acquisition Manager, Joe Foley participated in a networking event hosted by the Consulate of Ireland in New York this week. During the event they met
While the onslaught of regulatory reform projects faced by capital market participants since the 2008 financial crisis shows no sign of easing up, we reminded clients in January of something that might be
Between Dodd-Frank, MiFID, Initial Margin and EMIR, the pace of regulatory-driven change imposed on Wall Street since the 2008 financial crisis has been unrelenting. But regulatory mandates do not always have to be a burden. With a jiu-jitsu mindset, banks can use these events to enable transformative change across the enterprise.
In December 2018, the Financial Conduct Authority (FCA) conducted a market review, which indicated that despite many asset managers having a sound understanding of their responsibilities under the Market Abuse Regulation (MAR), a
It has become a cliché when describing what it’s like to work for a given company to say that no two days are the same, so instead of repeating that I will do
We came across this article in The Trade, highlighting a study conducted by risk management consultancy JCRA and law firm Travers Smith, which highlighted that only 2% of asset management firms with exposure
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We’re regulatory change specialists. Our consultants help top tier banks and broker-dealers in the US and Europe to plan, resource and implement major change projects.
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